LPL Financial

Pivot Wealth Strategies is powered by LPL Financial, the nation's largest independent broker dealer.¹ LPL Financial is a leader in the industry and has been around for 40 years; LPL Financial exists to provide our firm with four key tools:

Objective Due Diligence

LPL Financial values a truly thorough due diligence process. They don't participate in investment banking activities in order to develop proprietary products. LPL Financial believes in an in-depth and truly independent approach to reviewing investment options. This allows LPL Financial to stay objective, which has precluded them from many of the problems that other broker dealers face today.

Research Analytics

LPL Financial has one of the largest research teams available in the independent space. This allows us to be able to manage portfolios with a more defined process, more options and with lower expenses.


LPL Financial has created a refreshing environment where the focus is truly on the client and providing you with personal sound financial advice that is easy to understand.

   The Power of Affiliation


  • Technology – LPL Financial's technology suite is superior in many ways. They are committed to providing state of the art systems, so we can dedicate our time to clients.
  • Client account management tools – LPL Financial gives us and you the tools that allow for greater transparency and ease of use in our day to day interactions (i.e. easy to understand statements, articulate performance reporting, simplified online access, etc.).

¹As reported by Financial Planning magazine, June 1996-2023, based on total revenue.